Chinese bank fined in Hong Kong over AML violations
Hong Kong’s Securities and Futures Commission has fined the local branch of Chinese investment bank Guotai Junan Securities for its handling of third party fund transfers, anti-money laundering breaches and wash trades.
To read more
Register for free access to GBRR
Global Banking Regulation Review is an essential platform for in-house and private practitioners covering the latest reforms in compliance, conduct and prudential regulation affecting the world’s largest banks.
Already have access? Login below
Copyright © Law Business ResearchCompany Number: 03281866 VAT: GB 160 7529 10