Features

Has the FCA made individual responsibility in banking a reality?

Statistics recently obtained by Herbert Smith Freehills call into question whether the Senior Managers Regime has been effective in allowing UK regulators to pursue enforcement against senior individuals in financial services, writes Jenny Stainsby, the global head of the firm’s financial services regulatory practice.

06 July 2022

Heads Up: with Satish Kini at Debevoise & Plimpton

“What’s the lore, as opposed to the law?” The chair of Debevoise’s banking group Satish Kini speaks to GBRR about sanctions, credibility with regulators, and how innovation is levelling the playing field of experience.

29 June 2022

Conflicting views on “esoteric” crypto trading at IBA’s Venice summit

Financial regulators are potentially helping to create instruments that could facilitate fraud, the International Bar Association’s 37th International Financial Law Conference has heard, as supervisors worldwide begin to develop frameworks for blockchain finance.

01 June 2022

“We are at a crossroads”: what’s next for regulation in the UK?

CityWeek’s 12th annual Financial Services Forum heard keynotes from the chief executives of the Financial Conduct Authority and Prudential Regulation Authority, along with discussions of the UK’s ambitions as a crypto hub and its potential for regulatory divergence post-Brexit.

09 May 2022

How can firms best implement Digital Regulatory Reporting?

Leo Labeis, CEO of RegTech provider REGnosys, argues the adoption of digital regulatory reporting should lead firms to adopt a more strategic approach to their data management.

06 May 2022

Better together? The future of US bank mergers

The bank merger framework in the United States is under the microscope for the first time in years, after President Biden announced an executive order that could have a lasting effect on how banks conduct business. But what would overhauling the merger framework actually look like?

19 April 2022

Recent US banking mergers: a survey

GBRR looks at the last three years of mergers that have produced banks with over US$100 billion in total assets – and the law firms which acted on them.

19 April 2022

A sit-down with Rostin Behnam

Recently confirmed after a year as acting chair of the Commodity Futures Trading Commission, Rostin Behnam spoke to the Institute of International Bankers’ annual summit about crypto, climate, diversity, and the challenges of running a commission with only two commissioners.

24 March 2022

Fintechs should invite the regulators in

Tony Brown, head of compliance and money laundering reporting officer of IFX Payments, argues that regulatory staff need to be upskilled to make regulation work for the fintech industry.

23 March 2022

“Banking is on the front lines now”: OCC’s Hsu links geopolitical and climate risk at IIB summit

The United States’ acting comptroller of the currency Michael Hsu has argued that banks should treat climate risk with the same “bread-and-butter” scenario analysis tools they are currently using to assess their geopolitical risk following Russia’s invasion of Ukraine, in remarks to the International Institute of Bankers’ first in-person summit in two years.

10 March 2022

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