Topic: SEC (USA)

SEC commissioner confirmed as enforcement co-director departs

The co-director of the US Securities and Exchange Commission’s enforcement division Steven Peikin is set to step down, as the regulator welcomes new commissioner Caroline Crenshaw following her senate confirmation.

12 August 2020

US regulators issue notice of Volcker rule overhaul

The five US financial regulatory agencies responsible for the administration of the Volcker Rule have issued a notice of proposed rulemaking, as they move closer to altering restrictions on private fund investments by banks.

06 March 2020

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